2nd Quarter - Report

SIFF & ASSOCIATES PLLC for FMR LLC

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of H. Rept. 116-617 Conference Report to accompany H.R. 6395, the National Defense Authorization Act for Fiscal Year 2021; Title LXIV, establishing beneficial ownership information reporting requirements.

LobbyistCovered position, as disclosed
ANDREW SIFF —

Contacted: Labor, Dept of (DOL); SENATE

Bills named: H.R. 6395 (117th)

Retirement RET

Department of Labor proposed class exemption regarding "Improving Investment Advice for Workers and Retirees" (85 Fed. Reg. 40834, July 7, 2020). New proposals in the Department of Labor Spring 2021 Semiannual Regulatory Agenda related to retirement plans.

LobbyistCovered position, as disclosed
ANDREW SIFF —

Contacted: Labor, Dept of (DOL); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.