INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Financial Institutions/Investments/Securities FIN

H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers

Contacted: Securities & Exchange Commission (SEC); White House Office; Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4061 (115th), S. 2155 (115th), S. 1117 (115th), H.R. 4738 (115th), H.R. 2319 (115th), H.R. 4015 (115th)

Taxation/Internal Revenue Code TAX

H.R. 4204 - International Regulated Investment Company Act of 2017 (Marchant) H.R. 4523 - Automatic Retirement Plan Act of 2017 (Neal) H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 (Neal) H.R. 4637 - Small Businesses Add Value for Employees Act of 2017 (Kind) H.R. 5282 - Retirement Enhancement and Savings Act of 2018 (Kelly) H.R. 6250 - Skills Investment Act of 2018 (Kilmer) S. 2526 - Retirement Enhancement and Savings Act of 2018 (Hatch) S. 3145 - Skills Investment Act of 2018 (Klobuchar) Preserving Retirement Savings Tax Incentives H.R. 1 Clarifications Taxation of Derivatives

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; White House Office; SENATE

Bills named: H.R. 6250 (115th), S. 2526 (115th), H.R. 4637 (115th), H.R. 4523 (115th), H.R. 4524 (115th), H.R. 1 (115th), S. 3145 (115th), H.R. 4204 (115th), H.R. 5282 (115th)

Retirement RET

H.R. 854 - Retirement Security for American Workers Act (Buchanan) H.R. 2055 - Lifetime income Disclosure Act (Messer) H.R. 4158 - Retirement Plan Modernization Act (Walberg) H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) S. 868 - Lifetime Income Disclosure Act (Isakson)

Contacted: White House Office; Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 854 (115th), H.R. 4158 (115th), S. 868 (115th), H.R. 4610 (115th), H.R. 2055 (115th)

Budget/Appropriations BUD

H.R. 6258 - FY 2019 Financial Services and General Government Appropriations

Contacted: SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); White House Office; HOUSE OF REPRESENTATIVES

Bills named: H.R. 6258 (115th)

Consumer Issues/Safety/Products CSP

H.R. 4686 - 21st Century Competition Commission Act of 2017 (Ellison) S. 1811 - Merger Enforcement Improvement Act (Klobuchar)

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); White House Office; Treasury, Dept of

Bills named: H.R. 4686 (115th), S. 1811 (115th)