1st Quarter - Report

HSBC TECHNOLOGY AND SERVICES USA INC. for HSBC TECHNOLOGY AND SERVICES USA INC.

Firm
Client
Income
—
Expenses
$270,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements Federal Preemption

Foreign entity interest: As the ultimate parent of HSBC Technology & Services USA, Inc., HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
ALYSSA MAROIS —
MARK SCHUERMANN —
DANIEL TAYLOR —

Contacted: Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC)

Financial Institutions/Investments/Securities FIN

Digital Assets Policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to central clearing in the Treasury market NPRM (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern.

Foreign entity interest: As the ultimate parent of HSBC Technology & Services USA, Inc., HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
ALYSSA MAROIS —
MARK SCHUERMANN —
DANIEL TAYLOR —

Contacted: State, Dept of (DOS); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); SENATE; Energy, Dept of; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES

Trade (domestic/foreign) TRD

Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders. OECD business conduct guidelines

Foreign entity interest: As the ultimate parent of HSBC Technology & Services USA, Inc., HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
ALYSSA MAROIS —
MARK SCHUERMANN —
DANIEL TAYLOR —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; State, Dept of (DOS)

Taxation/Internal Revenue Code TAX

Tax policy related to the Tax Cut and Jobs Act

Foreign entity interest: As the ultimate parent of HSBC Technology & Services USA, Inc., HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
ALYSSA MAROIS —
MARK SCHUERMANN —
DANIEL TAYLOR —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.