4th Quarter - Report

FINSECA for FINSECA

Firm
Client
Income
—
Expenses
$867,923
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act"; S. 3217, "Restoring American Financial Stability Act of 2010"; H.R. 851, "Executive Compensation and Corporate Governance Act"; H.R.1586, "To impose an additional tax on bonuses received from certain TARP recipients"; H.R.1664, To amend the executive compensation provisions of the Emergency Economic Stabilization Act of 2008; H.R.3269, Corporate and Financial Institution Compensation Fairness Act; H.R.857, Limit Executive Compensation Abuse Act; S. 360, Cap Executive Officer Pay Act; S. 638, Financial and Economic Literacy Improvement Act; S.1006, Excessive Pay Shareholder Approval Act; S1074, Shareholder Bill of Rights Act,; S. 2832 Lifetime Income Disclosure Act

LobbyistCovered position, as disclosed
JUSTIN BROWN —
MARC R CADIN —
TOM KORB —
CHRISTOPHER J MORTON —
JON ANTHONY RAGLANI —
SARAH JAYNE SANDS —
DAVID STERTZER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1664 (111th), H.R. 1586 (111th), H.R. 851 (111th), S. 3217 (111th), S. 1006 (111th), S. 360 (111th), S. 638 (111th), H.R. 4173 (111th), H.R. 3269 (111th), S. 2832 (111th), H.R. 857 (111th)

Taxation/Internal Revenue Code TAX

H.R. 4154, Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act; H.R. 2748, "Retirement Security Needs Lifetime Pay Act"; H.R. 436, "Certain Estate Tax Relief Act"; H.R.1250, "Public Good IRA Rollover Act"; H.R.1960, "Permanent Death Tax Repeal Act"; H.R.1986, "To amend the Internal Revenue Code of 1986 and the Economic Growth and Tax Relief Reconciliation Act of 2001"; H.R.2023, Sensible Estate Tax Act; H.R.4126, Retirement Fairness Act; H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009; H.R.498, Capital Gains and Estate Tax Relief Act; S. 2784, A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009; S.1007, Excessive Pay Capped Deduction Act; S.651, NQDC/Compensation Fairness Act,; S.722, Taxpayer Certainty and Relief Act; S.765, Amend the IRC of 1986 to allow Treasury to not impose penalties for failure to disclose reportable transactions when there is reasonable cause for such a failure; S.864, Public Good IRA Rollover Act; S. 3533, Responsible Estate Tax Act of 2010; S. 5297, Small Business Jobs Act of 2010; H.R. 3962, Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act of 2010; H.R. 5475, The Family Farm Estate Tax Relief Act of 2010; H.R. 4213, American Jobs and Closing Tax Loopholes Act of 2010; H.R. 5486, Small Business Jobs Tax Relief Act of 2010; H.R. 4849, Small Business and Infrastructure Jobs Tax Act of 2010; S. 3018, Bipartisan Tax Fairness and Simplification Act of 2010; S. 651 Compensation Fairness Act; H.R. 3669 Employer-Owned Life Insurance Limitation Act S. 3786, The Fair Playing Field Act of 2010; H.R. 6128, Fair Playing Field Act of 2010; S. 3773, Tax Hike Prevention Act of 2010; H.R. 4853, Tax Relief, Unemployment Insurance Authorization and Job Creation Act of 2010; H.R. 4853 (Senate amendment) Middle Class Tax Cut Act of 2010;

LobbyistCovered position, as disclosed
JUSTIN BROWN —
MARC R CADIN —
TOM KORB —
CHRISTOPHER J MORTON —
JON ANTHONY RAGLANI —
SARAH JAYNE SANDS —
DAVID STERTZER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 2784 (111th), H.R. 436 (111th), S. 864 (111th), H.R. 5475 (111th), H.R. 3962 (111th), H.R. 498 (111th), H.R. 2023 (111th), S. 765 (111th), H.R. 3669 (111th), S. 3533 (111th), H.R. 6128 (111th), S. 651 (111th), H.R. 4853 (111th), H.R. 1986 (111th), S. 1007 (111th), H.R. 4849 (111th), S. 3018 (111th), H.R. 4154 (111th), S. 722 (111th), H.R. 2748 (111th), H.R. 5486 (111th), H.R. 4126 (111th), H.R. 2989 (111th), H.R. 1250 (111th), S. 3773 (111th), H.R. 1960 (111th), H.R. 4213 (111th), S. 5297 (111th), S. 3786 (111th)

Insurance INS

H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4173, Wall Street Reform and Consumer Protection Act; H.R.1880, National Insurance Consumer Protection Act; H.R.1988, "Conflicted Investment Advice Prohibition Act"; H.R.3669, "Employer-Owned Life Insurance Limitation Act"; H.R.2609, Insurance Information Act; S. 3217, Restoring American Financial Stability Act of 2010

LobbyistCovered position, as disclosed
JUSTIN BROWN —
MARC R CADIN —
TOM KORB —
CHRISTOPHER J MORTON —
JON ANTHONY RAGLANI —
SARAH JAYNE SANDS —
DAVID STERTZER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4173 (111th), H.R. 2609 (111th), H.R. 1880 (111th), H.R. 3669 (111th), H.R. 1988 (111th), S. 3217 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.