2nd Quarter - Report — WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC. (2010)

Firm

WILLIAMS AND JENSEN, PLLC

Client

THE VANGUARD GROUP, INC.

Income

$80,000

Expenses

—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

general tax issues related to mutual funds H.R. 4191, Security Transaction tax proposals

Lobbyist	Covered position, as disclosed
STEPHEN A BLUMENTHAL	—
DAVID E FRANASIAK	—
JACK STEVEN HART	—
CHRISTOPHER W HATCHER	—
JOHN J MCMACKIN	—
JOEL OSWALD	—
DAVID A STARR	—

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 4191 (111th)

Financial Institutions/Investments/Securities FIN

mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)

Lobbyist	Covered position, as disclosed
GEORGE D BAKER	—
STEPHEN A BLUMENTHAL	—
DAVID E FRANASIAK	—
JACK STEVEN HART	—
CHRISTOPHER W HATCHER	—
JOHN J MCMACKIN	—
JOEL OSWALD	—
ERIC ROBINS	—
DAVID A STARR	—

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC)

Bills named: S. 664 (111th), H.R. 1669 (111th), H.R. 1754 (111th), H.R. 1106 (111th), H.R. 2551 (111th), H.R. 3126 (111th), H.R. 2549 (111th), H.R. 2589 (111th), S. 722 (111th), H.R. 1728 (111th), H.R. 1349 (111th), S. 3217 (111th), H.R. 4173 (111th), S. 895 (111th), S. 896 (111th)

Retirement RET

401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure H.R. 1984, 401(k) fee disclosure; H.R. 1988, investment advice; and H.R. 2021, retirement savings.

Lobbyist	Covered position, as disclosed
DAVID E FRANASIAK	—
CHRISTOPHER W HATCHER	—
JOEL OSWALD	—
DAVID A STARR	—

Contacted: Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE

Bills named: H.R. 2989 (111th), H.R. 1988 (111th), H.R. 2021 (111th), H.R. 1984 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.