UBS AMERICAS INC. for UBS AMERICAS INC
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN, 1210-AB-32-Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. Legislation to amend the Investment Company Act of 1940 to extend coverage to companies in U.S. territories.
Foreign entity interest: UBS AG has an interest in the regulatory implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definitions, capital requirements and fiduciary standards).
| Lobbyist | Covered position, as disclosed |
|---|---|
| SHANE LIEBERMAN | — |
| JOHN NOLAN | — |
| JOHN SAVERCOOL | — |
Taxation/Internal Revenue Code TAX
Proposals to implement a financial transaction tax. Proposals to limit the tax exclusion for municipal bond interest.
| Lobbyist | Covered position, as disclosed |
|---|---|
| SHANE LIEBERMAN | — |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| UBS AG | Switzerland | Switzerland | 100.0% | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.