FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Financial Institutions/Investments/Securities FIN

Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), including: capital and liquidity standards; the Volcker Rule; Section 171 (Leverage and Risk-Based Capital Requirements); and resolution planning/living wills Issues related to the Federal Reserve Act Issues related to the enhanced supplementary leverage ratio Issues related to banking relationships Issues related to the countercyclical capital buffer Issues related to the stress capital buffer Issues related to total loss-absorbing capacity proposals Issues related to the capital surcharge for global systemically important banks Issues related to inter-affiliate margin Issues related to brokered deposits Issues related to capital distributions Issues related to the repurchase agreement market Prudential regulatory matters with the U.S. agencies and international standard setting bodies, including implementation of the Basel III capital and liquidity framework Derivatives regulation, including agency coordination and harmonization Issues related to bank supervision and expectations H.R. 7046 - To amend the Bank Holding Company Act of 1956 to place certain limitations on commodity ownership and to repeal the merchant banking authority, and for other purposes S. 647 / H.R. 1516 - Wall Street Tax Act of 2019 H.R. 2513 - Corporate Transparency Act of 2019 H.R. 5132 - Gun Violence Prevention Through Financial Intelligence Act S. 2903 / H.R. 5194 - Climate Change Financial Risk Act H.R. 4966 - Greater Supervision In Banking Act of 2019 or GSIB Act of 2019 S. 3548 / H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act or CARES Act

Contacted: SENATE; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Federal Reserve System; Office of the Comptroller of the Currency (OCC); Securities & Exchange Commission (SEC); Homeland Security, Dept of (DHS); White House Office; HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB); Federal Deposit Insurance Corporation (FDIC)

Bills named: H.R. 1516 (116th), S. 3548 (116th), S. 2903 (116th), H.R. 748 (116th), H.R. 7046 (116th), H.R. 2513 (116th), H.R. 5194 (116th), S. 647 (116th), H.R. 5132 (116th), H.R. 4966 (116th)

Taxation/Internal Revenue Code TAX

General issues related to corporate and international tax reform, and taxation of financial products Implementation of 2017 tax revision (Public Law 115-97) Issues related to a financial transaction tax Issues related to a bank tax

Contacted: Treasury, Dept of; Office of the Comptroller of the Currency (OCC); HOUSE OF REPRESENTATIVES; White House Office; Federal Reserve System; Homeland Security, Dept of (DHS); Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; Consumer Financial Protection Bureau (CFPB)

Homeland Security HOM

Issues related to cyber security, including information sharing; regulatory harmonization; and data security Crapo-Brown Amendment to the National Defense Authorization Act (Anti-Money Laundering Act of 2020)

Contacted: Federal Reserve System; Homeland Security, Dept of (DHS); HOUSE OF REPRESENTATIVES; White House Office; SENATE; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Treasury, Dept of; Consumer Financial Protection Bureau (CFPB)