3rd Quarter - Report

TD AMERITRADE HOLDING CORPORATION for TD AMERITRADE HOLDING CORPORATION

Firm
Client
Income
—
Expenses
$90,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues relating to the SEC, including the proposed Transaction Fee Pilot, SRO governance reforms, market data, and the Tick Size Pilot Program.

LobbyistCovered position, as disclosed
JOHN S MARKLE —

Contacted: SENATE; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.