PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Financial Institutions/Investments/Securities FIN

No Bill # - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight No Bill # - Insurance Capital Standards No Bill # - IAIS development of international capital standards for globally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015

Contacted: Commodity Futures Trading Commission (CFTC); Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); Treasury, Dept of; U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); Federal Reserve System; SENATE; State, Dept of (DOS); Labor, Dept of (DOL)

Bills named: H.R. 1550 (114th)

Taxation/Internal Revenue Code TAX

No Bill # - Federal Disability Insurance Program Solvency No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplification Act of 2015 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Issues relating to providing tax incentives for the purchase of annuities No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the tax treatment of insurance reserves

Contacted: Commodity Futures Trading Commission (CFTC); Commerce, Dept of (DOC); Labor, Dept of (DOL); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); State, Dept of (DOS); Office of Management & Budget (OMB); Federal Reserve System; SENATE; U.S. Trade Representative (USTR)

Bills named: S. 386 (114th)

Law Enforcement/Crime/Criminal Justice LAW

H.R. 9 - Innovation Act

Contacted: Office of Management & Budget (OMB); Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Federal Reserve System; Commerce, Dept of (DOC); State, Dept of (DOS); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); SENATE

Bills named: H.R. 9 (114th)

Consumer Issues/Safety/Products CSP

S.754 - Cybersecurity Information Sharing Act of 2015 H.R. 1560 - Protecting Cyber Networks Act No Bill # - Data Security Act of 2015

Contacted: SENATE; Treasury, Dept of; Federal Reserve System; State, Dept of (DOS); Commodity Futures Trading Commission (CFTC); Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); U.S. Trade Representative (USTR); Labor, Dept of (DOL)

Bills named: S. 754 (114th), H.R. 1560 (114th)

Trade (domestic/foreign) TRD

No Bill # - Trans Pacific Partnership - Japan entry No Bill # - Issues relating to privatization of Japan Postal Life Insurance Company (KAMPO) No Bill # - Issues relating to Japan insurance regulatory reform No Bill # - Issues relations to Transparency and market access issues generally related to international insurance and investment operations No Bill # - Issues relating to US-China Strategic and Economic Dialogue No Bill # - Issues relating to India financial services market access and equity ownership issues No Bill # - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues No Bill # - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets No Bill # - Issues related to the International Services Agreement No Bill # - Issues relating to Trade Promotion Authority (Fast Track)

Contacted: State, Dept of (DOS); Federal Reserve System; SENATE; Securities & Exchange Commission (SEC); Commerce, Dept of (DOC); Labor, Dept of (DOL); U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Retirement RET

H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions No Bill # - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor No Bill # - Issues relating to target date funds disclosures No Bill # - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Issues relating to pension de-risking transactions

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; State, Dept of (DOS); Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); Commerce, Dept of (DOC); Federal Reserve System; Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); Office of Management & Budget (OMB); SENATE

Bills named: H.R. 506 (114th), H.R. 557 (114th), S. 245 (114th), S. 266 (114th)