3rd Quarter - Report

RICH FEUER ANDERSON for NOMURA AMERICA HOLDING INC.

Firm
Client
Income
$20,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues.

Foreign entity interest: As the 100% owner of Nomura America Holding Inc., Nomura Holdings Inc. has an interest in the above listed issues.

LobbyistCovered position, as disclosed
JOHN A ANDERSON —
BEN HARNEY New Deputy Staff Director, House Oversight Committee; Counsel, House Financial Services Committee; Counsel, Rep. Carolyn Maloney
THOMAS KOONCE New Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal
JARED CODY SAWYER —
ALEX TEEL —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.