1st Quarter - Amendment

THE ADVOCACY GROUP for MAIN STREET CAPITAL CORPORATION

A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.

Firm
Client
Income
$15,000
Expenses
—

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
1st Quarter - Report Apr 19, 2013 $15,000 Replaced
1st Quarter - Amendment (this page) Feb 5, 2014 $15,000 Replaced
1st Quarter - Amendment Mar 13, 2017 $15,000 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

HR1105, To amend Investment Advisors Act of 1940 to provide a registration exemption for private equity fund advisors. HR31, To amend Investment Advisors Act of 1940 to change the asset coverage ratio and treatment of preferred stock for business development companies, to allow business development companies to purchase, otherwise acquire, or hold certain securities, and to direct the Securities and Exchange Commission to revise rules under the Securities Act of 1933 relating to business development companies.

LobbyistCovered position, as disclosed
ROBERT J DOTCHIN —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; Small Business Administration (SBA)

Bills named: H.R. 31 (113th), H.R. 1105 (113th)

Small Business SMB

SBIC Debenture program authorizations and general provisions. S511, Excel Act HR 1106, Small Business Investment Company Modernization Act of 2013. S550, Small Business Investment Company Modernization Act of 2013.

LobbyistCovered position, as disclosed
ROBERT J DOTCHIN —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Small Business Administration (SBA); SENATE

Bills named: H.R. 1106 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.