4th Quarter - Report

MUTUAL OF OMAHA for MUTUAL OF OMAHA

Firm
Client
Income
—
Expenses
$194,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

7 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

HR 5297 - Small Business Lending Fund Act - Provisions that may provide lending and investment opportunities and whether company qualifies for participation. HR 6398 - Bill to protect the funding stream for legal aid services for the disadvantaged - provisions that modify portions of the Dodd-Frank Act pertaining to certain accounts & provisions expanding FDIC insurance protection. HR 4300 - Restoring America's Commitment to Consumers Act - Provisions that may outline new requirements for our credit card providers. HR 4375 - Glass-Steagall Restoration Act - Provisions prohibiting a depository institution from engaging in the business of insurance and any insurance-related activity and the implications for our business. S 1799/HR 3904 - FAIR Overdraft Coverage Act - Regulations pertaining to marketing and overdraft coverage programs, limits on overdraft fees and ATM transaction requirements. HR 3763 - Amendments to Fair Credit Reporting Act - Review of which companies would be excluded from Red Flag Guidelines.

LobbyistCovered position, as disclosed
MELISSA TAYLOR —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 5297 (111th), H.R. 3763 (111th), H.R. 4375 (111th), H.R. 4300 (111th), H.R. 6398 (111th), H.R. 3904 (111th)

Taxation/Internal Revenue Code TAX

HR 4213 - Tax Extenders Act/American Workers, State & Business Relief Act - Inidividual and business tax relief provisions and implementation. HR 4154 - Permanent Estate Tax Relief for Families, Farmers & Small Businesses Act - Provisions of recommended estate taxes and exemptions. HR 3905 - Estate Tax Relief Act - Provisions of recommended estate taxes and exemptions. HR 4853 - Tax Relief, Unemployment Reauthorization and Job Creation Act of 2010 - Employment benefits, social secuirty and income taxes, gift and estate taxes and individual retirement accounts.

LobbyistCovered position, as disclosed
MELISSA TAYLOR —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4154 (111th), H.R. 3905 (111th), H.R. 4853 (111th), H.R. 4213 (111th)

Retirement RET

HR 5297 - Act to create Small Business Lending Fund Program - Partial Annuitization of non-qualified annuities, in-plan Roth conversions. HR 6099/S 3760 - Amendments to IRC of 1986 - Auto IRA enrollment provisions. S 2832 - Lifetime Income Disclosure Act - Annual disclosure on defined contribution benefit statements of the annuity equivalent of a participant's account balance. HR 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009 - Requirements regarding investment advice and fee disclosure. HR 2779 - Defined Contribution Plan Fee Transparency Act of 2009 - Disclosure requirements, methods and penalties for failure to disclose. HR 4742 - The SAVE Act - Provisions establishing a voluntary IRA system, annuity disclosures to plan participants, incentives to offer simple IRAs. HR 2733/S 1389 - Fixed Indexed Annuities and Insurance Products Classification Act of 2009 - Clarification of exemptions for certain annuity contracts and insurance policies from Federal regulation.

LobbyistCovered position, as disclosed
MELISSA TAYLOR —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4742 (111th), H.R. 2733 (111th), H.R. 2779 (111th), H.R. 6099 (111th), H.R. 5297 (111th), H.R. 2989 (111th)

Economics/Economic Development ECN

HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act - accountability and transparency of rating agencies, banking and insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office, private fund investment advisors registration, consumer financial protections, executive compensation and mortgage lending practices.

LobbyistCovered position, as disclosed
MELISSA TAYLOR —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4173 (111th)

Insurance INS

S 3098 - Protect Our Recovery Through Oversight of Proprietary Trading Act - Provisions that differ from overall regulatory reform proposal, impact on banking operations, insurance operations and insurance company investments, specifically with regard to general account investments.

LobbyistCovered position, as disclosed
MELISSA TAYLOR —
MICHAEL A TREBOLD New —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Consumer Issues/Safety/Products CSP

HR 2221 - Data Accountability & Trust Act - new requirements & prohibitions for information brokers. S 3027 - P2P Cyber Protection & Informed User Act - Provisions that apply to our sales offices and imaging systems. S 1490/S 139 - Personal Data & Privacy Security Act - Enhanced criminal penalties and protections for security breaches and misuse of personally identifiable information.

LobbyistCovered position, as disclosed
MELISSA TAYLOR —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2221 (111th)

Labor Issues/Antitrust/Workplace LBR

HR 12/S 182 - Paycheck Fairness Act - Provisions that make pay data a matter of public record, eliminates employer defenses and punitive damage caps. HR 510/S3254 - Employee Misclassification Prevention Act - changes to employee classifications and damages for incorrect classifications.

LobbyistCovered position, as disclosed
MELISSA TAYLOR —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 510 (111th), H.R. 12 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.