3rd Quarter - Report

NASDAQ, INC. for NASDAQ INC

Firm
Client
Income
—
Expenses
$333,549
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Proprietary ownership and distribution of market data Corporate governance issues, including Sarbanes-Oxley Trading rules for options exchanges Cyber security and system infrastructure SEC policies during turbulent market conditions Financial services regulatory reform Security market structure and price transparency Taxation of securities transactions Creation of a Listed Venture Market Highly skilled workers -- immigration reform Pending Trade Agreements (Korea, Columbia, Panama)

LobbyistCovered position, as disclosed
JAMEEL WILLIAM AALIM-JOHNSON —
TERRY G CAMPBELL —

Contacted: Securities & Exchange Commission (SEC); SENATE; White House Office; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Reserve System; Commodity Futures Trading Commission (CFTC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.