4th Quarter - Report

WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.

Firm
Client
Income
$60,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act; electronic delivery of shareholder reports; H.R. 4061, FSOC Improvement Act; H.R. 4566, Alleviating Stress Test Burdens to Help Investors Act. Equity Market Structure; H.R. 2319 and S. 1117, Consumer Financial Choice and Capital markets Protection Act.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
SUSAN HIRSCHMANN —
MELINDA M MAXFIELD —
JOHN J MCMACKIN —
ERIN BOOK MULLEN —
JOEL OSWALD —
DAVID A STARR —
FRANK VLOSSAK —
CHRISTOPHER E. WILCOX Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings

Contacted: Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: S. 1117 (115th), H.R. 4566 (115th), H.R. 2319 (115th), H.R. 4061 (115th)

Taxation/Internal Revenue Code TAX

General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
NICHOLAS KARELLAS LA to Senator Christopher Bond; Tax Counsel, Rep Lynn Jenkins
JOHN J MCMACKIN —
JOEL OSWALD —
DAVID A STARR —
CHRISTOPHER E. WILCOX Regional Staff Asst & Staff Asst, Sen. Moynihan;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.