4th Quarter - Report

STEPTOE LLP for NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS

Firm
Client
Income
—
Expenses
—

No amount is shown when the filer reports less than $5,000 for the period, which the form does not ask them to state.

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Insurance INS

Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.

LobbyistCovered position, as disclosed
JOHN T COLLINS —
CARISA MCLANEY —
SCOTT SINDER —
NICK SUTTER —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.