4th Quarter - Report

AMERIPRISE FINANCIAL, INC. for AMERIPRISE FINANCIAL, INC.

Firm
Client
Income
—
Expenses
$560,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

H.R. 1996 - Secure and Fair Enforcement Banking Act of 2021 or the SAFE Banking Act of 2021; entire bill H.R. 5912 - Close the ILC Loophole Act; entire bill

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 1996 (117th), H.R. 5912 (117th)

Financial Institutions/Investments/Securities FIN

H.R. 1277 - Improving Corporate Governance Through Diversity; entire bill H.R. 1816 - Information Transparency and Personal Data Control Act; entire bill H.R. 2039 - To Prohibit the Securities and Exchange Commission from Requiring that Personally Identifiable Information be Collected under Consolidated Audit Trail Reporting Requirements, and for other Purposes; entire bill H.R. 2288 - to amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; entire bill H.R. 2620 - Investor Choice Act of 2021; entire bill H.R. 3684 - Infrastructure Investment and Jobs Act; bill passage H.R. 3962 - To authorize notaries public to perform, and to establish minimum standards for, electronic notarizations and remote notarizations that occur in or affect interstate commerce, to require any Federal court to recognize notarizations performed by a notarial officer of any State, to require any State to recognize notarizations performed by a notarial officer of any other State when the notarization was performed under or relates to a public Act, record, or judicial proceeding of the notarial officer's State or when the notarization occurs in or affects interstate commerce, and for other purposes; entire bill H.R. 4616 - Adjustable Interest Rate (LIBOR) Act of 2021; entire bill S. 374 - Improving Corporate Governance Through Diversity Act; entire bill S. 1625 - Securing and Enabling Commerce Using Remote and Electronic Notarization Act (SECURE Notarization Act); entire bill

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 374 (117th), H.R. 4616 (117th), H.R. 2039 (117th), H.R. 1277 (117th), H.R. 2620 (117th), S. 1625 (117th), H.R. 1816 (117th), H.R. 3684 (117th), H.R. 3962 (117th), H.R. 2288 (117th)

Taxation/Internal Revenue Code TAX

H.R. 328 - Wall Street Tax Act of 2021; entire bill H.R. 804 - Family and Medical Insurance Leave Act (FAMILY) Act; entire bill H.R. 1584 - Protect Retirement Savers and Everyday Investors Act; entire bill H.R. 5376 - The Build Back Better Act (BBBA); provisions relating to paid family medical leave, corporate, and individual and investment taxes S. 248 - Family and Medical Insurance Leave Act (FAMILY) Act; entire bill S. 2452 - Encouraging Americans to Save Act; entire bill S. 2621 - Modernization of Derivatives Tax Act (MODA) of 2021; provisions relating to ordinary treatment of derivatives

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 5376 (117th), H.R. 328 (117th), S. 248 (117th), S. 2452 (117th), S. 2621 (117th), H.R. 804 (117th), H.R. 1584 (117th)

Retirement RET

H.R. 2954 - Securing a Strong Retirement Act of 2021; entire bill H.R. 4289 - WISH Act; entire bill H.R. 5334 - PRIA Act of 2021; entire bill H.R. 5376 - The Build Back Better Act (BBBA); provisions relating to retirement S. 1272 - SIMPLE Plan Modernization Act; entire bill S. 1770 - Retirement Security and Savings Act of 2021; entire bill S. 1870 - Enhancing Emergency and Retirement Savings Act of 2021; entire bill S. 2870 - PRIA Act of 2021; entire bill

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 1870 (117th), S. 1770 (117th), H.R. 2954 (117th), S. 2870 (117th), H.R. 4289 (117th), H.R. 5376 (117th), S. 1272 (117th), H.R. 5334 (117th)

Labor Issues/Antitrust/Workplace LBR

H.R. 842 - Protecting the Right to Organize (PRO) Act; provisions relating to worker classification S. 420 - Protecting the Right to Organize (PRO) Act of 2021; provisions relating to worker classification S. 2865 - A bill to improve the unemployment insurance program; entire bill

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 842 (117th), S. 2865 (117th), S. 420 (117th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.