3rd Quarter - Report

AMERIPRISE FINANCIAL, INC. for AMERIPRISE FINANCIAL, INC.

Period 3rd Quarter 2026 Filed Oct 20, 2026 Signed by Elizabeth Varley, Senior Vice President, Government Affairs

Official filing
Firm
AMERIPRISE FINANCIAL, INC.
Client
AMERIPRISE FINANCIAL, INC.
Income
—
Expenses
$340,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

H.R. 1483 - Protecting Investors Personally Identifiable Information Act; entire bill H.R. 2441 - Improving Disclosures for Investors Act; entire bill H.R. 2689 - Restoring Accountability in Market Supervision (RAMS) Act; entire bill H.R. 3383 - Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025 INVEST Act of 2025 (INVEST) H.R. 3633 - CLARITY Act of 2025 (entire bill) & Senate amendments to H.R. 3633 CLARITY Act of 2025 H.R. 7187 - Clarity for Compensation Act; entire bill H.R. 8338 - Safeguarding Americans Fairly Earned Retirement Act of 2026 (SAFER); entire bill H.R. 8398 - Guidelines for Use, Access, and Responsible Disclosure of Financial Data Act (GUARD); entire bill H.R. 8413 - Securing and Establishing Consumer Uniform Rights and Enforcement over Data Act (SECURE Data) Act; entire bill H.R. 9434 - Reviewing the Expansion of Government Act of 2026 (REG Act) of 2026; entire bill H.R. 9574 - Informed Investor Access Act; entire bill S. 658 - Protecting Investors Personally Identifiable Information Act; entire bill S. 1877 - Improving Disclosures for Investors Act; entire bill S. 3671 - Increasing Investor Opportunities Act; entire bill S. 4784 - National Defense Authorization (NDAA); Section 815, Corporate capital distribution policies, including share repurchases and dividends restrictions Not Yet Introduced: issues related to Health Savings Accounts

LobbyistCovered position, as disclosed
STEPHEN CHANG —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 3671 (119th), H.R. 2441 (119th), S. 1877 (119th), H.R. 1483 (119th), H.R. 9434 (119th), H.R. 7187 (119th), S. 658 (119th), H.R. 3633 (119th), H.R. 2689 (119th), H.R. 3383 (119th), S. 4784 (119th), H.R. 8413 (119th), H.R. 9574 (119th), H.R. 8398 (119th), H.R. 8338 (119th)

Labor Issues/Antitrust/Workplace LBR

H.R. 1320 - To ensure that the provision of portable benefits to an individual is not considered in determining whether such individual is an employee of a person; entire bill S. 2210 - Unlocking Benefits for independent Workers Act; entire bill S. 2228 - Modern Worker Empowerment Act; entire bill S. 4010 - 21st Century Worker Act; entire bill

LobbyistCovered position, as disclosed
STEPHEN CHANG —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 4010 (119th), S. 2228 (119th), H.R. 1320 (119th), S. 2210 (119th)

Retirement RET

H.R. 1013 - Retirement Fairness for Charities and Educational Institutions Act; entire bill H.R. 2544 - Financial Freedom Act; entire bill H.R. 2696 - Retirement Savings for Americans Act; entire bill H.R. 2891 - IRA Charitable Rollover Facilitation and Enhancement Act; entire bill H.R. 6084 - ERISA Litigation Reform Act; entire bill H.R. 6324 - Retirement Simplification and Clarity Act; entire bill H.R. 6450 - Retirement Rollover Flexibility Act; entire bill H.R. 6722 - Automatic IRA Act of 2025; entire bill H.R. 7556 - Pensions for All Act; entire bill H.R. 9568 - Helping Undergraduate Students Thrive with Long-Term Earnings Act (HUSTLE Act); entire bill H.R. 10015 - Great American Healthcare Act; entire bill H.R. 10039 - Simplifying Modern Access to Retirement Tools for Savings Act (SMART); entire bill S. 424 - Retirement Fairness for Charities and Educational Institutions Act; entire bill S. 1222 - Financial Freedom Act; entire bill S. 1526 - Retirement Savings for Americans Act (RSAA); entire bill S. 2217 - Independent Retirement Fairness Act; entire bill S. 2335 - Pensions for All Act; entire bill S. 3352 - Retirement Rollover Flexibility Act; entire bill S. 3378 - Helping Undergraduate Students Thrive with Long-Term Earnings Act (HUSTLE Act); entire bill S. 3975 - IRA Charitable rollover Facilitation and Enhancement Act; entire bill S. 5156 - Retirement Simplification and Clarity Act; entire bill S. 5204 - Simplifying Modern Access to Retirement Tools for Savings Act (SMART); entire bill Not Yet Introduced: issues related to Trump Accounts and TrumpIRA.gov

LobbyistCovered position, as disclosed
STEPHEN CHANG —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1013 (119th), H.R. 10015 (119th), H.R. 2696 (119th), S. 3975 (119th), H.R. 6722 (119th), S. 2217 (119th), H.R. 2891 (119th), S. 424 (119th), S. 1222 (119th), S. 5156 (119th), H.R. 9568 (119th), S. 3378 (119th), S. 3352 (119th), S. 1526 (119th), H.R. 10039 (119th), H.R. 7556 (119th), S. 5204 (119th), H.R. 6324 (119th), H.R. 2544 (119th), H.R. 6084 (119th), H.R. 6450 (119th), S. 2335 (119th)

Taxation/Internal Revenue Code TAX

H.R. 2089 - Generating Retirement Ownership through Long-Term Holding (GROWTH); entire bill H.R. 2547 - Secure Family Futures Act; entire bill H.R. 9813 - To amend the Internal Revenue Code of 1986 to impose limitations on high-income taxpayers with large retirement account balances; entire bill S. 1335 - Secure Family Futures Act; entire bill S. 1839 - Generating Retirement Ownership through Long-Term Holding (GROWTH); entire bill S. 4279 - Protecting Proper Life Insurance from Abuse Act; entire bill S. 5040 - A bill to amend the Internal Revenue Code of 1986 to impose limitations on high-income taxpayers with large retirement account balances; entire bill

LobbyistCovered position, as disclosed
STEPHEN CHANG —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 5040 (119th), H.R. 2089 (119th), S. 4279 (119th), S. 1839 (119th), H.R. 2547 (119th), H.R. 9813 (119th), S. 1335 (119th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.