3rd Quarter - Report

ALLON ADVOCACY, LLC (D/B/A ALLON ADVISORS) for FORGE GLOBAL, INC.

Firm
Client
Income
$50,000
Expenses
—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Issues related to the treatment of certain retirement accounts.

LobbyistCovered position, as disclosed
STEVEN BOMS Legislative Director, Rep. Gary L. Ackerman
REBECCA MULHOLLAND —
LAINE WILLIAMS New —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Financial Institutions/Investments/Securities FIN

Issues related to investor access to equity in private companies.

LobbyistCovered position, as disclosed
STEVEN BOMS Legislative Director, Rep. Gary L. Ackerman
REBECCA MULHOLLAND —
LAINE WILLIAMS New —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

Issues related to tax treatment of certain retirement accounts.

LobbyistCovered position, as disclosed
STEVEN BOMS Legislative Director, Rep. Gary L. Ackerman
REBECCA MULHOLLAND —
LAINE WILLIAMS New —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.