1st Quarter - Report

PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Firm
Client
Income
—
Expenses
$419,547
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

SEC Best Interest Standard Issues relating to Dodd-Frank and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2021 Consolidated Appropriations Act, 2022; LIBOR Transition Federal Safe Harbor All legislation related for Russia business prohibitions for the financial services industry Improving Corporate Governance through Diversity Act of 2021 American Infrastructure Bonds Act of 2021 LIFT Act "Frequently Asked Questions on Regulation SBSR Implementation" (Oct. 21, 2021)

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
ROBERT J DOYLE —
ROMAN GABRIEL —
BRYAN PICKEL —
LAUREN SARPER New —
REX WACKERLE —

Contacted: SENATE; Securities & Exchange Commission (SEC); Federal Reserve System; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Taxation/Internal Revenue Code TAX

Paid Family Leave Annuity Tax Treatment Adjustments Ordinary tax treatment of bonds Proposals in American Jobs Plan (international tax changes, corporate rate change, wash sales) Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
CAROL DANKO New —
ROBERT J DOYLE —
ROMAN GABRIEL —
LAUREN SARPER —
REX WACKERLE —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Communications/Broadcasting/Radio/TV COM

Data Security, Privacy and Breach Legislation

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
CAROL DANKO —
REX WACKERLE —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Retirement RET

AssociationRetirement Plans Lifetime Income Disclosure & Regulatory Issues - all provisions Automatic Retirement Plan Act Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act Qualified Professional Asset Manager (OPAM) Exception Amendment ERISA Clarifications for Securitizes Originated or Underwritten by Inter-Affiliates Qualified Default Investment Allocation for Annuities Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
CAROL DANKO New —
ROBERT J DOYLE —
ROMAN GABRIEL —
LAUREN SARPER —
REX WACKERLE —

Contacted: Office of Management & Budget (OMB); SENATE; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Treasury, Dept of

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.