TRIOPTIMA AB for TRIOPTIMA AB
No amount is shown when the filer reports less than $5,000 for the period, which the form does not ask them to state.
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Core principles and Other Requirements for Swap Execution Facilities, RIN 3038-AD18
Foreign entity interest: TriOptima AB provides post trade infrastructure for the derivatives market and seeks to ensure that U.S. regulatory structures permit risk management in the derivatives market. TriOptima AB is ultimately wholly owned by ICAP plc, as identified on the LD-1. TriOptima North America LLC and TriOptima UK Ltd. is wholly owned by TriOptima AB. Reset Pte Ltd., a subsidiary of ICAP plc, provides risk mitigation services to participants in the interest rate derivatives market. ReMatch Ltd., a subsidiary of ICAP plc, provides CDS market risk, portfolio rebalancing services.
| Lobbyist | Covered position, as disclosed |
|---|---|
| KARL BROOMA New | — |
| MICHAEL MODLOCK | Employee of sub. TriOptima North America LLC |
| VIKASH RUGHANI | Employee of sub. TriOptima UK ltd. |
| PETER WEIBEL | Employee of sub. TriOptima UK ltd. |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| REMATCH LIMITED | United Kingdom | United Kingdom | — | — |
| RESET PTE LTD | Singapore | United Kingdom | — | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.