UBS AMERICAS INC. for UBS AMERICAS INC
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Agriculture AGR
HR 977- Derivative Markets Transparency and Accountability Act of 2009
| Lobbyist | Covered position, as disclosed |
|---|---|
| DICK RIBBENTROP | — |
Financial Institutions/Investments/Securities FIN
Financial Services Industry regulatory restructuring. Implementation of the Troubled Asset Relief Program. HR. 1984- 401(k) Fair Disclosure for Retirement Security Act of 2009.
Foreign entity interest: UBS AG, previously listed on form LD-1, has an interest in issues relating to financial services industry regulatory restructuring.
| Lobbyist | Covered position, as disclosed |
|---|---|
| ANANIAS BLOCKER | — |
| DICK RIBBENTROP | — |
| PETER ROWAN | — |
| JOHN SAVERCOOL | — |
Taxation/Internal Revenue Code TAX
Estate tax issues
| Lobbyist | Covered position, as disclosed |
|---|---|
| PETER ROWAN | — |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| UBS AG | Switzerland | Switzerland | 100.0% | — |
Affiliated organisations
| Organisation | Location |
|---|---|
| UBS FINANCIAL SERVICES, INC | Weehawken, NJ, US |
| UBS GLOBAL A.M. (AMERICAS) INC. | Chicago, IL, US |
| UBS SECURITIES LLC | Stamford, CT, US |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.