3rd Quarter - Report

TORREY ADVISORY GROUP (FORMERLY MICHAEL TORREY ASSOCIATES, LLC) for OPTIONS CLEARING CORPORATION

Firm
Client
Income
$20,000
Expenses
—

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

President's Budget recommendation to amend tax treatment for options market makers. America's Affordable Health Choices Act of 2009 - H.R. 3200 - tracked to see if "60/40" issue came up as an offset.

LobbyistCovered position, as disclosed
PAUL EDWARD BLEIBERG —
MICHAEL K TORREY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 3200 (111th)

Budget/Appropriations BUD

Agriculture, Rural Development, Food and Drug Administration and Related Agencies Appropriations Act, 2010 - H.R. 2997 - monitored for CFTC related language.

LobbyistCovered position, as disclosed
PAUL EDWARD BLEIBERG —
MICHAEL K TORREY —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 2997 (111th)

Banking BAN

P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.

LobbyistCovered position, as disclosed
PAUL EDWARD BLEIBERG —
MICHAEL K TORREY —

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE

Bills named: H.R. 977 (111th), H.R. 1068 (111th)

Financial Institutions/Investments/Securities FIN

Clearing and risk management for over-the-counter derivatives; S605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities. P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.

LobbyistCovered position, as disclosed
PAUL EDWARD BLEIBERG —
MICHAEL K TORREY —

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE

Bills named: H.R. 977 (111th), H.R. 1068 (111th)

Agriculture AGR

H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009. S. 272, Derivatives Trading Integrity Act of 2009.

LobbyistCovered position, as disclosed
PAUL EDWARD BLEIBERG —
MICHAEL K TORREY —

Contacted: Commodity Futures Trading Commission (CFTC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 272 (111th), H.R. 977 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.