2nd Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Period 2nd Quarter 2017 Filed Jul 18, 2017 Signed by Julie Bauer

Official filing
Firm
THE OPTIONS CLEARING CORPORATION
Client
OPTIONS CLEARING CORPORATION
Income
—
Expenses
$410,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Qualifying Central Counterparty Recognition; and Financial Choice Act.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); Federal Reserve System; SENATE

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation; Modernization of Derivatives Tax Act of 2017.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: Federal Reserve System; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Treasury, Dept of; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.