4th Quarter - Report

TIAA for TIAA

Firm
Client
Income
—
Expenses
$590,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Financial Regulatory Reform Federal Reserve Supervision of Savings and Loan Holding Companies Federal Reserve Boards Rules to Implement Basel III Regulatory Capital Reforms Dodd-Frank Wall Street Reform and Consumer Protection Act in regards to: Systemic Risk Designation Capital Requirements for the Savings & Loan Holding Company and Federal Reserve Oversight as in the following bills: HR4510/S2270 - Insurance Capital Standards Clarification Act of 2014 MMF Reform Terrorism Risk Insurance Extension as in the following bills: HR508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 HR4871 - TRIA Reform Act of 2014 GSE Reform Asset Manager SIFI Designation as in the following bill: HR5180 - Financial Stability Oversight Council Improvement Act of 2014 Equity Market Structure

LobbyistCovered position, as disclosed
JILL BROWN —
LARRY M CHADWICK —
KAREN ELINSKI —
SAMUEL HODAS —
CHRISTOPHER SPENCE —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Federal Reserve System; SENATE

Bills named: H.R. 4871 (113th), H.R. 5180 (113th), H.R. 4510 (113th), H.R. 508 (113th)

Taxation/Internal Revenue Code TAX

Hybrid Pension Plans Tax Reform as it relates to retirement plans Retirement plan consolidation in tax reform 529 Plans as in the following bill: HR529 - Savings Enhancement for Education in College Act Preserving Retirement Tax Incentives Treatment of elective deferrals in defined contribution plans Creation of 529(a) accounts for qualified disability expenses as in the following bill: The Achieving a Better Life (ABLE) Act Extension of tax-free distributions from IRAs for charitable purposes as in the following bill: HR 5771 - The Tax Increase Prevention Act of 2014

LobbyistCovered position, as disclosed
JILL BROWN —
LARRY M CHADWICK —
KAREN ELINSKI —
SAMUEL HODAS —
CHRISTOPHER SPENCE —

Contacted: Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Federal Reserve System

Bills named: H.R. 529 (113th), H.R. 5771 (113th)

Retirement RET

Retirement Security as in the following bills: S606 - Shrinking Emergency Account Losses Act of 2013 (SEAL Act) HR2117 - Retirement Plan Simplification and Enhancement Act of 2013 HR2035 - Automatic IRA Act of 2013 S1270 - Secure Annuities for Employee (SAFE) Retirement Act of 2013 S1970 - Retirement Security Act of 2014 S1979 - USA Retirement Funds Act of 2014 HR5875 - Small Businesses Add Value for Employees (SAVE) Act of 2014 DOL & SEC Fiduciary Proposals (DOL Fiduciary Definition Regulation/SEC Project to Harmonize Broker-Dealer Fiduciary Standards) as in the following bill: HR2374 - Retail Investor Protection Act Providing Lifetime Income Illustrations on Retirement Benefit Statements Tax Benefits of Defined Contribution Plans Defined Contribution Retirement Plan Design Fiduciary Concerns Related to Advice and Education in Retirement Plans Stretch IRA as in the following bills: S953 - Reed-Harkin Student Loan Affordability Act of 2013 Preserving Americas Transit and Highways Act of 2014 (Chairmans Mark) Lifetime Income Disclosure as in the following bills: HR2171/S1145 - Lifetime Income Disclosure Act of 2013 Retirement Plan Consolidation Tax Reform as it relates to retirement plans Qualified Default Investment Alternatives

LobbyistCovered position, as disclosed
JILL BROWN —
LARRY M CHADWICK —
KAREN ELINSKI —
SAMUEL HODAS —
CHRISTOPHER SPENCE —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Federal Reserve System

Bills named: H.R. 2117 (113th), H.R. 5875 (113th), H.R. 2171 (113th), H.R. 2374 (113th), H.R. 2035 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.