1st Quarter - Report

HSBC TECHNOLOGY AND SERVICES USA INC. for HSBC TECHNOLOGY AND SERVICES USA INC.

Firm
Client
Income
—
Expenses
$1,130,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Volcker Rule as it relates to foreign funds. Commodity Exchange Act reauthorization (cross border derivatives and internal risk management transactions). Large bank regulation including structure, prudential regulation and resolution authority.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: SENATE; Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

Foreign Accounts Tax Compliance Act (FATCA) - particularly the need for signed intergovernmental agreements. Tax Reform - particularly as affecting financial products, interest deduction for banks, bank tax and financial transaction tax.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE; Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC)

Trade (domestic/foreign) TRD

Export-Import Bank Reauthorization.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issue above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; Office of the Comptroller of the Currency (OCC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.