3rd Quarter - Report

FINANCIAL SERVICES INSTITUTE for FINANCIAL SERVICES INSTITUTE

Period 3rd Quarter 2018 Filed Nov 15, 2018 Signed by David Bellaire Esq.

Official filing
Firm
FINANCIAL SERVICES INSTITUTE
Client
FINANCIAL SERVICES INSTITUTE
Income
—
Expenses
$120,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

DOL Fiduciary Rule, SEC Best Interest Standard

LobbyistCovered position, as disclosed
DAVID THOMAS BELLAIRE —
DALE BROWN —
JAIMON MAURICE JACKSON —
BRADY KING Chief of Staff - Senator Roland Burris

Contacted: Labor, Dept of (DOL); Natl Economic Council (NEC); HOUSE OF REPRESENTATIVES; SENATE; White House Office; Securities & Exchange Commission (SEC); Treasury, Dept of

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.