1st Quarter - Report

INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Period 1st Quarter 2009 Filed Apr 20, 2009 Signed by Dean R. Sackett III, Chief Government Affairs Officer

Official filing
Firm
INVESTMENT COMPANY INSTITUTE
Client
INVESTMENT COMPANY INSTITUTE
Income
—
Expenses
$1,359,917
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

S. 61Helping Families Save Their Homes in Bankruptcy Act of 2009 (cramdown) H.R. 1106 Helping Families Save Their Homes Act of 2009 (cramdown) S. 566 Financial Product Safety Commission Act of 2009 H.R. 1705 Financial Product Safety Commission Act of 2009 H.R. 384 TARP Reform and Accountability Act of 2009 H.R. 786 Make Permanent the Increase in Deposit Insurance Coverage H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 S. 272 Derivatives Trading Integrity Act of 2009 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1349 Establish the Federal Accounting Oversight Board H.R. 1479 Community Reinvestment Modernization Act of 2009 H.R. 1664 Pay for Performance Act of 2009 (Executive Compensation for TARP Recipients) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 Municipal Bonds (Frank) Regulatory Reform Money Market Mutual Fund Regulation Credit Rating Agencies Proxy Access

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
DEAN R SACKETT —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Bills named: H.R. 1479 (111th), S. 272 (111th), H.R. 977 (111th), H.R. 786 (111th), H.R. 1705 (111th), H.R. 1664 (111th), H.R. 1669 (111th), S. 566 (111th), H.R. 1181 (111th), H.R. 1349 (111th), H.R. 1327 (111th), H.R. 384 (111th), H.R. 1106 (111th), H.R. 1160 (111th)

Taxation/Internal Revenue Code TAX

H.R. 1 American Recovery and Reinvestment Act of 2009 (stimulus) S. 157 Retirement Account Distribution Improvement Act of 2009 (RMD) H.R. 939 IRA Equity for Seniors Act (RMD) H.R. 1068 Let Wall Street Pay for Wall Street's Bailout Act of 2009 (tax on securities transactions) S. 722 Taxpayer Certainty and Relief Act of 2009 (capital gains and dividends) S. 506 Stop Tax Haven Abuse Act H.R. 1265 Stop Tax Haven Abuse Act GROWTH Act RIC Modernization

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
KAREN LAU GIBIAN —
PETER J GUNAS —
KEITH LAWSON —
DEAN R SACKETT —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: S. 157 (111th), H.R. 1 (111th), S. 506 (111th), H.R. 1068 (111th), S. 722 (111th), H.R. 939 (111th), H.R. 1265 (111th)

Retirement RET

S. 401 Defined Contribution Fee Disclosure Act of 2009 401(k) Plans (Miller) Target Date Funds (Kohl) Automatic Payroll Deduction IRA Investment Advice

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
PETER J GUNAS —
MICHAEL L HADLEY —
JAMES R HART —
DEAN R SACKETT —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Bills named: S. 401 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.