4th Quarter - Report

PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Firm
Client
Income
—
Expenses
$2,270,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

6 issue areas, each in the filer's own words, with who lobbied on it and where.

Veterans VET

S. 951- Hiring Heroes Act

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
BRIAN W CLYMER —
REX WACKERLE —

Contacted: Federal Reserve System; U.S. Trade Representative (USTR); SENATE; HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); Labor, Dept of (DOL); Treasury, Dept of

Bills named: S. 951 (112th)

Copyright/Patent/Trademark CPT

H.R. 1249 / S. 23 - America Invents Act; all provisions Issues relating to Patent Reform

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
ROMAN GABRIEL —
RALPH TYLER —
REX WACKERLE —

Contacted: Labor, Dept of (DOL); Treasury, Dept of; U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; Federal Reserve System; SENATE; Office of Management & Budget (OMB)

Bills named: S. 23 (112th), H.R. 1249 (112th)

Taxation/Internal Revenue Code TAX

H. R. 12 / S1549 - The American Jobs Act N/A - President Obama's FY2012 Budget N/A -Comprehensive Tax Reform FY 2012 Budget for the United States N/A - Issues relating to Automatic IRA H.R. 1864 - The Mobile Workforce State Income Tax Simplifications Act of 2011 H.R. 3630 - Temporary Payroll Tax Cut Continuation Act of 2011

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
BRIAN W CLYMER —
RALPH TYLER —
REX WACKERLE —

Contacted: Treasury, Dept of; SENATE; Federal Reserve System; HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR); Labor, Dept of (DOL); Office of Management & Budget (OMB)

Bills named: H.R. 1864 (112th), H.R. 12 (112th), H.R. 3630 (112th)

Retirement RET

N/A - Issues relating to Small Businesses Add Value for Employees (SAVE) Act H.R. 677 -Lifetime Income Disclosure Act & Regulatory Issues S. 1557 - Automatic IRA N/A - Proposed DOL Fiduciary Regulations N/A - Issues relating to electronic disclosure S. 267 - Lifetime Income Disclosure Act N/A - Issues relating to Dodd-Frank, CFTC and SEC swap-related regulatory issues N/A - GMWB Interpretive Issues N/ADefined Contribution Plan Modernization N/A408b-2 Regulatory Issues

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
BRIAN W CLYMER —
ROBERT J DOYLE —
REX WACKERLE —

Contacted: Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Reserve System; Office of Management & Budget (OMB); U.S. Trade Representative (USTR); SENATE

Bills named: S. 1557 (112th), H.R. 677 (112th), S. 267 (112th)

Trade (domestic/foreign) TRD

H. R. 2832 - A bill to extend the General System of Preferences N/A - Korea Free Trade Agreement N/A - Panama Free Trade Agreement N/A -Colombia Free Trade Agreement Implementing Legislation N/AIssues relating to China financial services market access, equity ownership and retirement income issues N/AIssues relating to privatization of Japan Postal Life Insurance Company (KAMPO) N/AIssues relating to Japan insurance regulatory reform N/AIssues relations to Transparency and market access issues generallt related to interenational insurance and investment operations N/AIssues relating to US-China Strategic and Economic Dialogue N/AIssues relating to India financial services market access and equity ownership issues N/AIssues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/AIssues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets. N/ATrans Pacific Partnership

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
BRIAN W CLYMER —
BRYAN PICKEL —
RALPH TYLER —
REX WACKERLE —

Contacted: HOUSE OF REPRESENTATIVES; Federal Reserve System; U.S. Trade Representative (USTR); Treasury, Dept of; Labor, Dept of (DOL); Office of Management & Budget (OMB); SENATE

Bills named: H.R. 2832 (112th)

Financial Institutions/Investments/Securities FIN

H.R 41 - Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act H.R. 1221 - Equity in Government Compensation Act of 2011 H.R. 1222 - GSE Subsidy Elimination Act of 2011 H.R. 1223 - GSE Credit Risk Equitable Treatment Act of 2011 H.R. 1224 - Portfolio Risk Reduction Act of 2011 H.R. 1225 - GSE Debt Issuance Approval Act of 2011 H.R. 1226 - GSE Mission Improvement Act of 2011 H.R. 1227 - GSE Risk and Activities Limitation Act of 2011 H.R. 830 - FHA Refinance Program Termination Act H.R. 836 - Emergency Mortgage Relief Program Termination Act H.R. 839 - The HAMP Termination Act of 2011 H.R. 861 - NSP Termination Act H.R. 940 - United States Covered Bond Act of 2011 H.R. 1062 - The Burdensome Data Collection Relief Act H.R. 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption H.R. 1528 - Consumer Privacy Protection Act of 2011 S. 693 - GSE Bailout Elimination and Taxpayer Protection Act No Bill # -A bill to increase the U.S. Government debt limit No Bill # - Issues relating to GSE/Housing Finance Reform H.R. 2308 - SEC Regulatory Accountability Act H.R. 463 - Fannie Mae and Freddie Mac Transparency Act of 2011 H. R. 2439 - Eliminate the GSE Charter During Receivership S. 1835 - U.S Covered Bond Act H.R. 3644 - Private Mortgage Market Investment Act S. 1834 - Residential Mortgage Market Privatization and Standardization Act of 2011 No Bill # - Implementation of Section 619 of the Dodd-Frank Act - Prohibitions on proprietary trading and certain relationships with hedge funds and private equity funds. No Bill # - Implementation of Title VII; Subtitle A; Part II of the Dodd-Frank Act - Regulation of Swap Markets No Bill # - Issues Relating to the Office of National Insurance

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
BRIAN W CLYMER —
ROMAN GABRIEL —
SHEILA GREENWOOD New —
CHIRSTOPHER PAYNE —
REX WACKERLE —

Contacted: SENATE; Federal Reserve System; Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Labor, Dept of (DOL); U.S. Trade Representative (USTR)

Bills named: H.R. 1528 (112th), H.R. 1227 (112th), H.R. 830 (112th), H.R. 1221 (112th), H.R. 839 (112th), H.R. 41 (112th), H.R. 1224 (112th), H.R. 836 (112th), H.R. 463 (112th), S. 1834 (112th), S. 1835 (112th), H.R. 1573 (112th), H.R. 1226 (112th), H.R. 861 (112th), H.R. 3644 (112th), H.R. 2308 (112th), H.R. 1062 (112th), H.R. 1225 (112th), H.R. 2439 (112th), H.R. 1223 (112th), S. 693 (112th), H.R. 1222 (112th), H.R. 940 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.