1st Quarter - Report

FINANCIAL PLANNING ASSN (FPA) for FINANCIAL PLANNING ASSN (FPA)

Period 1st Quarter 2008 Filed Apr 21, 2008 Signed by Daniel Barry, Director of Government Relations

Official filing
Firm
FINANCIAL PLANNING ASSN (FPA)
Client
FINANCIAL PLANNING ASSN (FPA)
Income
—
Expenses
$90,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers Treasury Department Review of Regulatory Structure Associated with Financial Institutions SEC Release No. IA-2652 (broker-dealer rule interpretation) SEC Release No. IA-2653 (principal trading relief) Senior Investor Protection Act of 2008 (S.2794)

LobbyistCovered position, as disclosed
DANIEL BARRY —
DUANE R THOMPSON —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Labor, Dept of (DOL)

Bills named: S. 2794 (110th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.