4th Quarter - Report

LEGG MASON, INC. for LEGG MASON, INC.

Firm
Client
Income
—
Expenses
$240,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues related to financial services regulatory reform including OTC derivatives markets (Regulatory Reform Act - P.L. 111-203)

LobbyistCovered position, as disclosed
KEVIN FROMER —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Taxation/Internal Revenue Code TAX

Regulated Investment Company Modernization Act , H.R. 4337

LobbyistCovered position, as disclosed
KEVIN FROMER —

Contacted: Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4337 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.