4th Quarter - Report

TRIOPTIMA AB for TRIOPTIMA AB

Firm
Client
Income
—
Expenses
$40,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Risk management services in the derivatives market relating to e.g. RIN 3235AK93 Registration and Regulation of Security-Based Swap Execution Facilities, mandatory clearing requirements and RIN 3038-AD20 Swap Data Repositories.

Foreign entity interest: TriOptima AB provides post trade infrastructure for the derivatives market and seeks to ensure that U.S. regulatory structures permit risk management in the derivatives market. TriOptima AB is ultimately wholly owned by ICAP plc, as identified on the LD-1. TriOptima UK Ltd. and TriOptima North America LLC are wholly owned by TriOptima AB.

LobbyistCovered position, as disclosed
SUSAN HINKO [Employee of sub. TriOptima North America LLC]
MICHAEL MODLOCK [Employee of sub. TriOptima North America LLC]
CHRISTOFFER MOHAMMAR —
RAFAEL PRITCHARD [Employee of sub. TriOptima North America LLC]
SOFIA ROSENKVIST MINDING —
VIKASH RUGHANI [Employee of sub. TriOptima UK Ltd.]
PER SJABERG —
PETER WEIBEL [Employee of sub. TriOptima UK Ltd.]

Contacted: Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.