4th Quarter - Report

AMERIPRISE FINANCIAL, INC. for AMERIPRISE FINANCIAL, INC.

Firm
Client
Income
—
Expenses
$250,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

6 issue areas, each in the filer's own words, with who lobbied on it and where.

Labor Issues/Antitrust/Workplace LBR

H.R. 2474 - Protecting the Right to Organize; entire bill

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2474 (116th)

Banking BAN

Not Yet Introduced: To make reforms to the Federal Bank Secrecy Act and anti-money laundering laws

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Financial Institutions/Investments/Securities FIN

H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019; entire bill H.R. 1423 - the Forced Arbitration Injustice Repeal Act; entire bill H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 or the SAFE Banking Act of 2019; provisions relating to provision of services to a legitimate marijuana-related business H.R. 1731 - Cybersecurity Disclosure Act of 2019; entire bill H.R. 1815 - SEC Disclosure Effectiveness Testing Act; entire bill H.R. 1865 - Further Consolidated Appropriations Act, 2020; Provisions relating to the SECURE Act, health insurance sales tax, and employer-provided health insurance plans excise tax H.R. 1876 - Senior Security Act of 2019; entire bill H.R. 2513 - Corporate Transparency Act of 2019; entire bill H.R. 2534 - Insider Trading Prohibition Act; entire bill H.R. 3351 - FY 20 Financial Services and General Government Appropriations; provisions relating to SEC funding H.R. 3623 - Climate Risk Disclosure Act of 2019; entire bill H.R. 4242 - Greater Accountability in Pay Act of 2019; entire bill H.R. 4329 - ESG Disclosure Simplification Act of 2019; entire bill H.R. 4335 - 8-K Trading Gap Act of 2019; entire bill H.R. 4344 - the Investor Protection and Capital Markets Fairness Act; entire bill H.R. 4476 - Financial Transparency Act; entire bill H.R. 5050 - Protecting Consumers Access to Credit Act; entire bill H.R. 5322 - Ensuring Diversity in Community Banking Act of 2019 H.R. 5336 - Investor Choice Act of 2019; entire bill S. 603 - Financial Stability Oversight Council Improvement Act of 2019; entire bill S. 1200 - Secure and Fair Enforcement Banking Act of 2019 or the SAFE Banking Act of 2019; provisions relating to provision of services to a legitimate marijuana-related business S. 2391 - Stock Buyback Reform and Worker Dividend Act of 2019; provisions relating to stock buyback S. 2563 - The ILLICIT CASH Act; provisions relating to money laundering and beneficial ownership Not Yet Introduced: Wyden Proposal to Fix Broken Tax Code, Equalize Treatment of Wages and Wealth, Protect Social Security Not Yet Introduced: Bipartisan Privacy bill sponsored by Reps. Cathy McMorris-Rodgers & Rep. Jan Schakowsky Not Yet Introduced: Diverse Asset Manager Act

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 3623 (116th), H.R. 3351 (116th), S. 2391 (116th), H.R. 1815 (116th), S. 603 (116th), H.R. 2513 (116th), H.R. 1731 (116th), H.R. 2534 (116th), H.R. 1423 (116th), H.R. 1876 (116th), H.R. 4242 (116th), H.R. 4335 (116th), S. 2563 (116th), H.R. 1865 (116th), H.R. 4344 (116th), H.R. 1018 (116th), H.R. 4329 (116th), H.R. 5050 (116th), H.R. 5336 (116th), H.R. 5322 (116th), H.R. 4476 (116th), S. 1200 (116th), H.R. 1595 (116th)

Taxation/Internal Revenue Code TAX

H.R. 748 - Middle Class Health Benefits Tax Repeal Act of 2019; entire bill H.R. 1185 - Family and Medical Insurance Leave (FAMILY) Act; entire bill H.R. 1516 - Wall Street Tax Act of 2019; entire bill H.R. 1940 - New Parents Act of 2019; entire bill H.R. 2923 - Inclusive Prosperity Act of 2019; entire bill H.R. 3301 - Taxpayer Certainty and Disaster Tax Relief Act of 2019; provisions relating to paid family leave employer credit S. 463 - Family and Medical Insurance Leave (FAMILY) Act; entire bill S. 617 - Tax Extender and Disaster Relief Act of 2019; provisions relating to individual tax credits S. 647 - Wall Street Tax Act of 2019; entire bill S. 684 - Middle Class Health Benefits Tax Repeal Act; entire bill S. 920 - New Parents Act of 2019; entire bill S. 1587 - Inclusive Prosperity Act of 2019; entire bill S. 1628 - Paid Family Leave Pilot Extension Act; entire bill Not Yet Introduced: The Child Rearing and Development Leave Empowerment (CRADLE) Act sponsored by Sens. Joni Ernst and Mike Lee

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2923 (116th), S. 920 (116th), S. 1587 (116th), S. 647 (116th), S. 1628 (116th), S. 617 (116th), S. 684 (116th), H.R. 748 (116th), H.R. 1940 (116th), H.R. 1185 (116th), S. 463 (116th), H.R. 3301 (116th), H.R. 1516 (116th)

Retirement RET

H.R. 1957 - Taxpayer First Act of 2019; provisions relating to 1099 filings, e-signatures, taxpayer income verification H.R. 1993 - Providing Retirement Security to Workers in Small Businesses, Cooperatives, and Service Organizations Act of 2019; entire bill H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019; entire bill H.R. 2367 - Lifetime Income Disclosure Act; entire bill S. 321 - Retirement Security Act of 2019; entire bill S. 322 - SIMPLE Plan Modernization Act; entire bill S. 972 - Retirement Enhancement and Savings Act (RESA); entire bill S. 1011 - To amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; entire bill S. 1018 - Refunds to Rainy Day Savings Act; entire bill S. 1019 - Strengthening Financial Security Through Short-Term Savings Accounts Act of 2019; entire bill S. 1020 - Retirement Flexibility Act; entire bill S. 1428 - Retirement Parity for Student Loans Act; entire bill S. 1431 - Retirement Security and Savings Act of 2019; entire bill S. 2370 - Automatic IRA Act of 2019; entire bill Not Yet Introduced: Proposal for an employer retirement plan requirement sponsored Rep. Richard Neal

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2367 (116th), S. 1018 (116th), S. 1428 (116th), S. 1020 (116th), S. 972 (116th), H.R. 1993 (116th), S. 1431 (116th), S. 1011 (116th), S. 322 (116th), H.R. 1994 (116th), S. 321 (116th), S. 1019 (116th), S. 2370 (116th), H.R. 1957 (116th)

Insurance INS

H.R. 2479 - Primary Regulators of Insurance Vote Act (PRIVA Act) of 2019; entire bill H.R. 4592 - International Insurance Standards Act; entire bill S. 1298 - Primary Regulators of Insurance Vote Act (PRIVA Act) of 2019; entire bill

LobbyistCovered position, as disclosed
MICHAEL LANZA —
ELIZABETH VARLEY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4592 (116th), H.R. 2479 (116th), S. 1298 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.