4th Quarter - Report
WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.
Client
Income
$80,000
Expenses
—
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Dodd-Frank regulations - systemic risk, SIFI Rules, Money Market Fund regulations, orderly liquidation authority, and derivatives. Mutual fund issues; securities issues; and financial services issues.
| Lobbyist | Covered position, as disclosed |
|---|---|
| GEORGE D BAKER | — |
| STEPHEN A BLUMENTHAL | — |
| DAVID E FRANASIAK | — |
| JACK STEVEN HART | — |
| CHRISTOPHER W HATCHER | — |
| JOHN J MCMACKIN | — |
| JOEL OSWALD | — |
| ERIC ROBINS | — |
| DAVID A STARR | — |
Retirement RET
401 (k) fee disclosures and investment advice, fiduciary definition.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| CHRISTOPHER W HATCHER | — |
| JOEL OSWALD | — |
| DAVID A STARR | — |
Taxation/Internal Revenue Code TAX
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds; and Security Transaction tax proposals.
| Lobbyist | Covered position, as disclosed |
|---|---|
| STEPHEN A BLUMENTHAL | — |
| DAVID E FRANASIAK | — |
| JACK STEVEN HART | — |
| CHRISTOPHER W HATCHER | — |
| JOHN J MCMACKIN | — |
| JOEL OSWALD | — |
| DAVID A STARR | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.