Registration

TRIOPTIMA AB for TRIOPTIMA AB

Firm
Client
Income
—
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Risk management services in the derivatives market relating to e.g. RIN 3038-AD19 Swap Data Recordkeeping and Reporting Requirements and RIN 3038-AD20 Swap Data Repositories, RIN 3235AL13 Clearing Agency Standards for Operation and Governance, mandatory clearing requirements, RIN 3235AK93 Registration and Regulation of Security-Based Swap Execution Facilities, and RIN 3038-AD20 Swap Data Repositories.

LobbyistCovered position, as disclosed
SUSAN HINKO New [Employee of subsidiary TriOptima North America LLC]
MICHAEL MODLOCK New [Employee of subsidiary TriOptima North America LLC]
CHRISTOFFER MOHAMMAR New —
RAFAEL PRITCHARD New [Employee of subsidiary TriOptima North America LLC]
SOFIA ROSENKVIST MINDING New —
VIKASH RUGHANI New [Employee of subsidiary TriOptima UK Ltd.]
PER SJABERG New —
PETER WEIBEL New [Employee of subsidiary TriOptima UK Ltd.]

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
ICAP PLC & ITS WHOLLY-OWNED, NON-OPERATING INTERM. HOLDING COS. United Kingdom United Kingdom 100.0% —
TRIOPTIMA UK LTD. United Kingdom United Kingdom — —

Affiliated organisations

OrganisationLocation
TRIOPTIMA NORTH AMERICA LLC New York, NY, US
TRIOPTIMA UK LTD. London, EC2M 7UR, GB

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.