PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 1st Quarter - Report | Apr 20, 2023 | $575,381 | Replaced |
| 1st Quarter - Amendment (this page) | Apr 20, 2023 | $597,000 | Yes |
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Communications/Broadcasting/Radio/TV COM
Data Security, Privacy and Breach Legislation
| Lobbyist | Covered position, as disclosed |
|---|---|
| ALAN BRUBAKER | — |
| DAVID BURNS | — |
| CAROL DANKO | — |
| REX WACKERLE | — |
Financial Institutions/Investments/Securities FIN
SEC Best Interest Standard Issues relating to the Dodd-Frank Act implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2021 All legislation related for Russia business prohibitions for the financial services industry Improving Corporate Governance through Diversity Act of 2021 Federal Home Loan Bank System Comprehensive Review; membership American Infrastructure Bonds Act of 2021 LIFT Act Dec. 2021 SEC No-Action Letter: Amended Rule 15c2-11 in Relation to Fixed Income Securities Capital Markets efficiency
| Lobbyist | Covered position, as disclosed |
|---|---|
| ALAN BRUBAKER | — |
| DAVID BURNS | — |
| BRYAN PICKEL | — |
| LAUREN SARPER New | — |
| JAMES SONNE New | — |
| REX WACKERLE | — |
Retirement RET
Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act Qualified Default Investment Allocation for Annuities AssociationRetirement Plans Lifetime Income Disclosure & Regulatory Issues - all provisions Automatic Retirement Plan Act Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021
| Lobbyist | Covered position, as disclosed |
|---|---|
| ALAN BRUBAKER | — |
| DAVID BURNS | — |
| CAROL DANKO New | — |
| LAUREN SARPER | — |
| REX WACKERLE | — |
Taxation/Internal Revenue Code TAX
Paid Family Leave Annuity Tax Treatment Adjustments Ordinary tax treatment of bonds Proposals in American Jobs Plan (international tax changes, corporate rate change, wash sales) Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021
| Lobbyist | Covered position, as disclosed |
|---|---|
| ALAN BRUBAKER | — |
| DAVID BURNS | — |
| CAROL DANKO New | — |
| REX WACKERLE | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.