THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 2nd Quarter - Report | Jul 19, 2021 | $250,000 | Replaced |
| 2nd Quarter - Amendment (this page) | Oct 27, 2021 | $190,000 | Yes |
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Taxation/Internal Revenue Code TAX
H.R.328 the Wall Street Tax Act of 2021; S.817 the Wall Street Tax Act of 2021; S.1283 Tax on Wall Street Speculation Act; H.R.2735 Tax on Wall Street Speculation Act; S.1005 the Modernization of Derivatives Tax Act of 2017.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JULIE BAUER | — |
| JAMES HALL | — |
| DANIEL SCHRAMM | — |
Financial Institutions/Investments/Securities FIN
Health and function of the listed options industry; operational issues related to delisting of securities; 2021 Discussion draft to amend the Securities Exchange Act of 1934 to establish certain requirements with respect to retail investor options trading.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JULIE BAUER | — |
| JAMES HALL | — |
| DANIEL SCHRAMM | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.