2nd Quarter - Report

NOMURA HOLDING AMERICA INC. for NOMURA HOLDING AMERICA INC.

Firm
Client
Income
—
Expenses
$130,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms Tax treatment of foreign companies in the U.S.

LobbyistCovered position, as disclosed
RANDALL ROSS —
MARK SCHUERMANN —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Treasury, Dept of

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.