4th Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$617,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

Issues related to promoting economic growth through international engagement, trade and exports Issues related to economic engagement with China to promote the liberalization of China's financial markets, U.S.-China Bilateral Investment Treaty, digital trade, and cross-border data flows

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Natl Economic Council (NEC); U.S. Trade Representative (USTR); White House Office; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); Consumer Financial Protection Bureau (CFPB); SENATE; Federal Reserve System; Natl Security Council (NSC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Homeland Security, Dept of (DHS)

Financial Institutions/Investments/Securities FIN

Issues related to the implementation and regulatory review of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), including: capital and liquidity standards, such as proposals on the enhanced supplementary leverage ratio and stress capital buffer, the countercyclical capital buffer, and the capital surcharge for global systemically important banks; total loss-absorbing capacity; and the Volcker Rule Issues related to implementation of the Economic Growth, Regulatory Relief and Consumer Protection Act (Public Law 115-174) Issues related to H.R. 6147 - Interior, Environment, Financial Services and General Government, Agriculture, Rural Development, Food and Drug Administration, and Transportation, Housing and Urban Development Appropriations Act, 2019 Issues related to S. 3107 - Financial Services and General Government Appropriations Act, 2019 Issues related to S. 2976 - Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019 Issues related to inter-affiliate margin H.R. 4790 - Volcker Rule Regulatory Harmonization Act H.R. 4292 - Financial Institution Living Will Improvement Act of 2017 H.R. 4293 - Stress Test Improvement Act of 2017 H.R. 4296, a bill to place requirements on operational risk capital requirements for banking organizations established by an appropriate Federal banking agency H.R. 4659, a bill to require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives Executive Order 13777 - Enforcing the Regulatory Reform Agenda Issues related to enhancing the U.S. Bankruptcy Code (in order to facilitate the orderly resolution of a failed financial institution) Prudential regulatory matters with the U.S. agencies and international standard setting bodies including implementation of the Basel III capital and liquidity framework Derivatives regulation, including agency coordination and harmonization H.R. 238 - Commodity End-User Relief Act S. 488 - JOBS and Investor Confidence Act of 2018 S. 3348 - Accountable Capitalism Act S. 3542 / H.R. 7006 - Too Big To Fail, Too Big to Exist Act

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Consumer Financial Protection Bureau (CFPB); Homeland Security, Dept of (DHS); U.S. Trade Representative (USTR); Federal Reserve System; Office of the Comptroller of the Currency (OCC); SENATE; HOUSE OF REPRESENTATIVES; White House Office; Natl Security Council (NSC); Securities & Exchange Commission (SEC); Natl Economic Council (NEC); Federal Deposit Insurance Corporation (FDIC); Commerce, Dept of (DOC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 4790 (115th), S. 488 (115th), S. 3107 (115th), H.R. 6147 (115th), S. 3348 (115th), H.R. 7006 (115th), H.R. 4293 (115th), H.R. 4296 (115th), H.R. 238 (115th), H.R. 4659 (115th), S. 2976 (115th), H.R. 4292 (115th), S. 3542 (115th)

Taxation/Internal Revenue Code TAX

General issues related to corporate and international tax reform, and taxation of financial products H.R. 1 - An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018. (Short title: Tax Cuts and Jobs Act) Implementation of P.L. 115-97 (The 2017 Tax Revision)

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Securities & Exchange Commission (SEC); Natl Economic Council (NEC); Consumer Financial Protection Bureau (CFPB); Federal Deposit Insurance Corporation (FDIC); Commerce, Dept of (DOC); White House Office; Natl Security Council (NSC); Federal Reserve System; Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Homeland Security, Dept of (DHS); SENATE

Bills named: H.R. 1 (115th)

Homeland Security HOM

Issues related to cyber security: including information sharing, regulatory harmonization, and data security

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); White House Office; Treasury, Dept of; Homeland Security, Dept of (DHS); Natl Security Council (NSC); Commodity Futures Trading Commission (CFTC); Federal Reserve System; SENATE; HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB); U.S. Trade Representative (USTR); Natl Economic Council (NEC); Commerce, Dept of (DOC); Office of the Comptroller of the Currency (OCC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.