4th Quarter - Report — STRUCTURED FINANCE ASSOCIATION for STRUCTURED FINANCE ASSOCIATION (2014)

Firm

STRUCTURED FINANCE ASSOCIATION

Client

STRUCTURED FINANCE ASSOCIATION

Income

—

Expenses

$120,000

Expense method

B: tax-exempt organisations, Internal Revenue Code section 6033(b)(8)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

SFIG advocated on the implementation of the Dodd-Frank Act with respect to its affect on the securitization and structured finance industry. SFIG discussed its positions with Members of Congress and Federal Regulators. Issues included - but were not limited to - risk retention, collateralized loan obligations, Regulation AB II, Basel implementation (including LCR and NSFR) and the Volcker rule. We note that both the CFPB and FHFA are not on the drop down list, though SFIG has spoken to both as well.

Lobbyist	Covered position, as disclosed
MICHAEL P. FLOOD	Program Examiner (GS-15), OMB (02/09-06/10)

Contacted: Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of; White House Office; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Federal Reserve System

Housing HOU

SFIG advocated for positions on both the future of the U.S. housing finance system and the future of the private-lable securities (PLS) market with Congress, Treasury and FHFA. We also discussed "eminent domain" as it relates to housing finance. We wanted to "note" that we did not see the FHFA listed in the drop-box below, and therefore listed it here. We also began to analyze the FHFA's g-fee proposal.

Lobbyist	Covered position, as disclosed
MICHAEL P. FLOOD	Program Examiner (GS-15), OMB (02/09-06/10)

Contacted: Securities & Exchange Commission (SEC); SENATE; Federal Reserve System; Treasury, Dept of; Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; White House Office

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.