3rd Quarter - Report

SIFF & ASSOCIATES PLLC for FMR LLC

Firm
Client
Income
$50,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Department of Labor proposed rule regarding "Registration Requirements for Pooled Plan Providers" (85 Fed. Reg. 54288, September 1, 2020). H.R. 6395, the "William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021," legislation to authorize appropriations for the Department of Defense; provisions concerning the definition of entities exempt from disclosure to FinCEN for purposes of beneficial ownership reporting.

LobbyistCovered position, as disclosed
ANDREW SIFF —

Contacted: Labor, Dept of (DOL)

Bills named: H.R. 6395 (116th)

Retirement RET

Department of Labor proposed rule regarding "Financial Factors in Selecting Plan Investments" (85 Fed. Reg. 39113, June 30, 2020). Department of Labor proposed class exemption regarding "Improving Investment Advice for Workers and Retirees" (85 Fed. Reg. 40834, July 7, 2020). Department of Labor proposed rule regarding "Fiduciary Duties Regarding Proxy Voting and Shareholder Rights" (85 Fed. Reg. 55219, September 4, 2020). Department of Labor interim final rule regarding "Pension Benefit Statements-Lifetime Income Illustrations" (85 Fed. Reg. 59132, September 18, 2020).

LobbyistCovered position, as disclosed
ANDREW SIFF —

Contacted: Labor, Dept of (DOL)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.