2nd Quarter - Report

BAKER & HOSTETLER LLP for NASDAQ, INC.

Firm
Client
Income
$20,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act.

LobbyistCovered position, as disclosed
ADAM HIGGINS New Legislative Assistant, Rep. Mike Ferguson
CHRIS JONES New Chief of Staff, Rep. Mike Ferguson; Deputy Chief of Staff, Rep. David McIntosh; Communications Director, House Government Reform and Oversight Subcommittee; Press Secretary, Rep. John Myers
PEGGY PETERSON New Deputy Chief of Staff and Communications Director, House Financial Services Committee; Communications Director/ Press Secretary, Rep. Michael G. Oxley

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1839 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.