1st Quarter - Amendment

TIAA for TIAA

Firm
Client
Income
—
Expenses
$500,000
Expense method
A: Lobbying Disclosure Act definitions

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
1st Quarter - Report Apr 20, 2023 $420,000 Replaced
1st Quarter - Amendment (this page) Aug 4, 2023 $500,000 Yes

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Diversity and Inclusion ESG Investing Closed End Funds Increasing Investor Opportunities Act Data Privacy - Data Privacy Act of 2023 (H.R. 1165) SEC Proposed Rule, Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting

LobbyistCovered position, as disclosed
JILL BROWN —
ERIC MAY —
CHRISTOPHER SPENCE —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Federal Reserve System

Bills named: H.R. 1165 (118th)

Retirement RET

Access to Lifetime Income Investment/Distribution Options on Retirement Plan Menus Defined Contribution Retirement Plan Design and Modernization Qualified Default Investment Alternatives (QDIA) Remote Notarization General Account Products ESG Investments on Retirement Plan Menus Post SECURE 2.0 Implementation SEC Proposed Rule, Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting Expanding Access to Retirement Savings for Family Caregivers Act

LobbyistCovered position, as disclosed
JILL BROWN —
ERIC MAY —
CHRISTOPHER SPENCE —

Contacted: Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

Remote Notarization - SECURE Notarization Act Corporate Alternative Minimum Tax

LobbyistCovered position, as disclosed
JILL BROWN —
ERIC MAY —
CHRISTOPHER SPENCE —

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.