4th Quarter - Report

BLACKROCK FUNDS SERVICES GROUP, LLC for BLACKROCK FUNDS SERVICES GROUP LLC

Period 4th Quarter 2019 Filed Jan 19, 2020 Signed by Kathryn Fulton

Official filing
Firm
BLACKROCK FUNDS SERVICES GROUP, LLC
Client
BLACKROCK FUNDS SERVICES GROUP LLC
Income
—
Expenses
$400,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure

LobbyistCovered position, as disclosed
THOMAS CLARK New —
SAMANTHA DEZUR New —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: SENATE; Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); Federal Deposit Insurance Corporation (FDIC); Federal Trade Commission (FTC); Securities & Exchange Commission (SEC); Federal Reserve System; Overseas Private Investment Corp (OPIC); Commodity Futures Trading Commission (CFTC)

Taxation/Internal Revenue Code TAX

Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.

LobbyistCovered position, as disclosed
THOMAS CLARK New —
SAMANTHA DEZUR New —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); Overseas Private Investment Corp (OPIC); SENATE; Federal Reserve System; Executive Office of the President (EOP); Federal Deposit Insurance Corporation (FDIC); Federal Trade Commission (FTC)

Retirement RET

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

LobbyistCovered position, as disclosed
THOMAS CLARK New —
JOSEPH CRAVEN New —
SAMANTHA DEZUR —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: Overseas Private Investment Corp (OPIC); Commodity Futures Trading Commission (CFTC); SENATE; Export-Import Bank of the United States (EXIM Bank); Federal Deposit Insurance Corporation (FDIC); Executive Office of the President (EOP); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Trade Commission (FTC); Federal Reserve System; Treasury, Dept of

Financial Institutions/Investments/Securities FIN

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards.

LobbyistCovered position, as disclosed
THOMAS CLARK New —
SAMANTHA DEZUR New —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Executive Office of the President (EOP); Treasury, Dept of; SENATE; Export-Import Bank of the United States (EXIM Bank); Federal Reserve System; Commodity Futures Trading Commission (CFTC); Overseas Private Investment Corp (OPIC); Federal Trade Commission (FTC); Federal Deposit Insurance Corporation (FDIC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.