LPL FINANCIAL for LPL FINANCIAL
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 2nd Quarter - Report | Jul 21, 2025 | $470,000 | Replaced |
| 2nd Quarter - Amendment | Oct 7, 2025 | $470,000 | Replaced |
| 2nd Quarter - Amendment (this page) | Mar 17, 2026 | $470,000 | Yes |
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Retirement RET
General interest in retirement issues. H.R. 1013/ S. 424 Retirement Fairness for Charities and Educational Institutions Act of 2025
| Lobbyist | Covered position, as disclosed |
|---|---|
| MARY KATE CLEMENT | — |
| THOMAS GANNON | — |
| CAMERON RICKER New | Hearing clerk, Deputy Chief Clerk, Chief Clerk-The Senate Committee on Banking, Housing, and Urban Affairs |
Taxation/Internal Revenue Code TAX
General interest in tax incentives for retirement plans, individual tax exemptions, and maintaining the independent contracting contractor classification of certain financial professionals. General interest in Section 199A of the Internal Revenue Code. General interest in SALT Deduction.
| Lobbyist | Covered position, as disclosed |
|---|---|
| MARY KATE CLEMENT | — |
| THOMAS GANNON | — |
| CAMERON RICKER New | Hearing clerk, Deputy Chief Clerk, Chief Clerk-The Senate Committee on Banking, Housing, and Urban Affairs |
Financial Institutions/Investments/Securities FIN
General interest in anti-money laundering, cybersecurity, and privacy proposals. H.R.2441/S.1877 - Improving Disclosure for Investors Act of 2025
| Lobbyist | Covered position, as disclosed |
|---|---|
| MARY KATE CLEMENT | — |
| THOMAS GANNON | — |
| CAMERON RICKER New | Hearing clerk, Deputy Chief Clerk, Chief Clerk-The Senate Committee on Banking, Housing, and Urban Affairs |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.