4th Quarter - Report

ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION for ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION

Firm
Client
Income
—
Expenses
$190,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

ICE Clear Credit LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 (File No. 600-45) FINCEN-2025-0072 and RIN 1506-AB58 and 1506-AB69, Delaying the Effective Date of the Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers Personal Financial Data Rights Reconsideration (Docket No. CFPB-2025-0037) HR 3682 - Financial Stability Oversight Council Improvement Act of 2025 - letter to express support of the legislation Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors (Form PF) - proposals to amend Form PF Rule 17a-7 under the Investment Company Act of 1940, as amended - request for the SEC to consider providing regulatory relief from, or puruse amendments to, Rule 17a-7 to expand scope and provide significant benefits to fund shareholders Rule 105 of Regulation M RIN: 3235-AJ75 - discussions regarding modernization of Rule 105 General discussions with staff regarding digital assets, financial stability, nonbank financial institutions and private credit

LobbyistCovered position, as disclosed
DANIEL AUSTIN —
ADAM JACOBS-DEAN —
JIRI KROL —
JENNIFER WOOD —

Contacted: Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Consumer Financial Protection Bureau (CFPB); HOUSE OF REPRESENTATIVES

Bills named: H.R. 3682 (119th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.