3rd Quarter - Report

TIAA for TIAA

Firm
Client
Income
—
Expenses
$380,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

HR 977 - Derivatives Markets Transparency and Accountability Act of 2009 Mortgage Lending Reform Term Asset-Backed Securities Loan Facility (TALF) HR 2454 - American Clean Energy and Security Act S 61 - Helping Families Save Their Homes in Bankruptcy Act of 2009 Target Date Funds S 1074 - Shareholder Bill of Rights Act of 2009 Administration proposal - "Financial Regulatory Reform: A New Foundation" HR 1327/S 1065 - Iran Sanctions Enabling Act of 2009 S 908 - Iran Refined Petroleum Sanctions Act HR 3126 - Consumer Financial Protection Act of 2009 HR 2609 - Office of Insurance Information Treasury proposal - Office of National Insurance (Title V) Treasury proposal - Improvements to Regulation of Over-the-Counter Derivatives Markets (Title VII) S 1691 - Comprehensive Derivatives Regulation Act of 2009 HR 2861 - Shareholder Empowerment Act

LobbyistCovered position, as disclosed
KATHRYN L ANDERSON —
BROOKE CHAMBERS —
SUE DILANDRO —
LANGSTON EMERSON New —
DANIEL J KENIRY —

Contacted: State, Dept of (DOS); Securities & Exchange Commission (SEC); White House Office; Labor, Dept of (DOL); Federal Reserve System; HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Bills named: H.R. 3126 (111th), H.R. 977 (111th), H.R. 2454 (111th), H.R. 2861 (111th), H.R. 2609 (111th), H.R. 1327 (111th)

Taxation/Internal Revenue Code TAX

Auto-IRA Proposals; Saver's Credit Expansion Dividend Tax; Corporate Owned Life Insurance HR 2625/S1153 - Tax Equity for Health Plan Beneficiaries Act HR 3200 - America's Affordable Health Choices Act

LobbyistCovered position, as disclosed
KATHRYN L ANDERSON —
BROOKE CHAMBERS —
SUE DILANDRO —
LANGSTON EMERSON New —
DANIEL J KENIRY —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Reserve System; White House Office; Labor, Dept of (DOL); Treasury, Dept of; State, Dept of (DOS)

Bills named: H.R. 2625 (111th), H.R. 3200 (111th)

Retirement RET

S 401 - Defined Contribution Fee Disclosure Act of 2009 Retirement Security Separate Account Prohibited Transaction Exemptions 5500 Reporting Auto-Enroll Auto-Escalate Fee Transparency Auto-IRA HR 1988 - Conflicted Investment Advice Prohibition Act of 2009 HR 2779 - Defined Contribution Plan Fee Transparency Act of 2009 HR 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009 Retiree Healthcare

LobbyistCovered position, as disclosed
KATHRYN L ANDERSON —
BROOKE CHAMBERS —
SUE DILANDRO —
LANGSTON EMERSON New —
DANIEL J KENIRY —

Contacted: Securities & Exchange Commission (SEC); State, Dept of (DOS); Labor, Dept of (DOL); Treasury, Dept of; Federal Reserve System; SENATE; White House Office; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2989 (111th), H.R. 1988 (111th), H.R. 2779 (111th)

Insurance INS

HR 1880 - National Insurance Consumer Protection Act HR 2609 - Insurance Information Act

LobbyistCovered position, as disclosed
KATHRYN L ANDERSON —
BROOKE CHAMBERS —
SUE DILANDRO —
LANGSTON EMERSON New —
DANIEL J KENIRY —

Contacted: Treasury, Dept of; Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); White House Office; State, Dept of (DOS); Federal Reserve System

Bills named: H.R. 1880 (111th), H.R. 2609 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.