2nd Quarter - Report

FINANCIAL SERVICES INSTITUTE for FINANCIAL SERVICES INSTITUTE

Firm
Client
Income
—
Expenses
$180,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Financial Advisor Independent Contractor Status (Fair Playing Field Act of 2015); Dept. of Labor Fiduciary Rule Reproposal; Small Business Regulatory Flexibility Improvements Act of 2015 (H.R. 527); A bill to amend the Internal Revenue Code of 1986 to improve 529 plans (H.R. 529); America's Small Business Tax Relief Act of 2015 (H.R. 636); SEC Fiduciary Standard; Arbitration; FINRA Background Checks; Prevention of Elder Financial Abuse; Pay to Play; Third Party Examinations; Commission Payouts; Dept. of Labor Overtime Rule; Senior Safe Act

LobbyistCovered position, as disclosed
DAVID THOMAS BELLAIRE —
DALE BROWN —
JAIMON MAURICE JACKSON New —
ROBERT E LEWIS —

Contacted: Natl Economic Council (NEC); Securities & Exchange Commission (SEC); SENATE; Labor, Dept of (DOL); White House Office; HOUSE OF REPRESENTATIVES

Bills named: H.R. 529 (114th), H.R. 636 (114th), H.R. 527 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.