LPL FINANCIAL for LPL FINANCIAL
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
General interest in anti-money laundering, cybersecurity, and privacy proposals. H.R.2441/S.1877 - Improving Disclosure for Investors Act of 2025 FINRA Gift Rule FINRA OBA H.R. 7187 - Clarity for Compensation Act SEC Regulation E-Delivery
| Lobbyist | Covered position, as disclosed |
|---|---|
| MARY KATE CLEMENT | — |
| THOMAS GANNON | — |
| CAMERON RICKER | — |
Labor Issues/Antitrust/Workplace LBR
Preserving independent contractor status
| Lobbyist | Covered position, as disclosed |
|---|---|
| MARY KATE CLEMENT | — |
| THOMAS GANNON | — |
| CAMERON RICKER | — |
Retirement RET
General interest in retirement issues. H.R. 1013/ S. 424 Retirement Fairness for Charities and Educational Institutions Act of 2025 S.1707 Helping Young Americans Save for Retirement Act S.1831 Auto Reenroll Act of 2025 H.R. 2089/ S. 1756 GROWTH Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| MARY KATE CLEMENT | — |
| THOMAS GANNON | — |
| CAMERON RICKER | — |
Taxation/Internal Revenue Code TAX
General interest in tax incentives for retirement plans, individual tax exemptions, and maintaining the independent contracting contractor classification of certain financial professionals. General interest in Section 199A of the Internal Revenue Code. General interest in SALT Deduction. General interest in deductibility of advisory fees. General issues related to 529 plan usage
| Lobbyist | Covered position, as disclosed |
|---|---|
| MARY KATE CLEMENT | — |
| THOMAS GANNON | — |
| CAMERON RICKER | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.