INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
5 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) S. 1897 - Personal Data Privacy and Security Act of 2014 (Leahy) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4413 - Garrett Amendment to Customer Protection and End User Relief Act H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| MICHELLE MESACK | — |
| DEAN R SACKETT | — |
Taxation/Internal Revenue Code TAX
S. 268 - CUT Loopholes Act (Levin) S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 606 - Shrinking Emergency Account Losses Act (Nelson) S. 1257 - Protect American Investments Act of 2013 (Roberts) S. 1533 - Stop Tax Haven Abuse Act (Levin) S. 2260 - EXPIRE Act of 2014 (Section 871(k) Flow-through of Certain Dividends/Tax Extenders) S. 2261 - Tax Technical Corrections Act of 2014 (RIC Modernization Act) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio) H.R. 1554 - Stop Tax Haven Abuse Act (Doggett) H.R. 2546 - Protect American Investments Act of 2013 (Price) H.R. 4555 - Exemption for Certain Dividends Paid by RICs to Nonresident Aliens (Paulsen) H.R. 4619 - Permanent IRA Charitable Contribution Act of 2014 (Schock) Draft - Tax Reform (Camp) Draft - Preserving American's Transit and Highways Act (Stretch IRAs) Draft - ASPIRE Act (Schumer) Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| ELENA CHISM | — |
| KAREN LAU GIBIAN | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KEITH LAWSON | — |
| DEAN R SACKETT | — |
Intelligence INT
S. 2588 - Cybersecurity Information Sharing Act of 2014
| Lobbyist | Covered position, as disclosed |
|---|---|
| MICHELLE MESACK | — |
Budget/Appropriations BUD
H.R. 5016 - FY 2015 Financial Services Appropriations Bill
| Lobbyist | Covered position, as disclosed |
|---|---|
| DEAN R SACKETT | — |
Retirement RET
S. 1145 - Lifetime Income Disclosure Act (Isakson) S. 1270 - SAFE Retirement Act of 2013 (Hatch) S. 1970 - Retirement Security Act of 2014 (Collins) S. 1979 - USA Retirement Funds Act (Harkin) H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal) H.R. 2171 - Lifetime Income Disclosure Act (Holt) H.R. 4376 - Retirement Security Act of 2014 (Braley) Electronic Delivery of Retirement Plan Information Department of Labor Fiduciary Definition 401(k) Disclosure Draft - Security Throughout Retirement Act (Cantwell)
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| ELENA CHISM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.