4th Quarter - Report

NOMURA HOLDING AMERICA INC. for NOMURA HOLDING AMERICA INC.

Firm
Client
Income
—
Expenses
$120,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.

LobbyistCovered position, as disclosed
RANDALL ROSS —
MARK SCHUERMANN —

Contacted: SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 1550 (114th), H.R. 2289 (114th), S. 2917 (114th), S. 1484 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.